ASSET MANAGERS

  • FinSA and FinIA audits for asset managers ⇒ AOOS / FINcontrol Suisse Ltd / OSFIN / OSIF / SO-FIT
  • AMLA / SRO audits ⇒ AOOS / ARIF / POLYREG / SO-FIT / SRO TREUHAND|SUISSE / VQF
  • Statutory audits (limited and ordinary audits)
  • Supervisory Commission audits for asset management mandates relating to pension funds
  • Compliance services (as an alternative to audit services):
    • Support for applications for SO/SRO/FINMA accreditation
    • Outsourcing of AMLA responsibility
    • Outsourcing of risk management
    • Outsourcing of compliance
    • Outsourcing of risk management & compliance