DISTRIBUTORS

  • Distributor audits / monitoring of compliance with the SFAMA regulations
  • Compliance services (as an alternative to audit services):
    • Support for applications for FINMA accreditation
    • Outsourcing of compliance / support

ASSET MANAGERS

DISTRIBUTORS

FINTECH COMPANIES

TRUSTEES / FIDUCIARY COMPANIES / TRUST COMPANIES

MONEY TRANSMITTERS

LEASING COMPANIES

AUDITS ACCORDING TO THE CISA / Managers of collective assets under FinSA/FinIA