30.10.2020 - Period to affiliate to an ombudsman’s office (mandatory for asset managers)

Pursuant to the FinSA, asset managers must affiliate to an ombudsman’s office within six months after the first ombudsman’s office’s authorisation. The period to affiliate ends on 24 December 2020.
The list of ombudsmen recognised by the Federal Finance Department can be found here.

In case of any question, do not hesitate to contact your local contact.

30.10.2020 - Period to be entered in a register of advisers (important for distributors and independent financial advisors)

Pursuant to Article 28, Paragraph 1 FinSA, client advisers of Swiss financial service providers not subject to financial market supervision as well as client advisers of foreign financial service providers may carry out their activity only if they are entered in a register of advisers by 19 January 2021. The list of registration bodies licensed by FINMA can be found on the FINMA website.

In case of any question, do not hesitate to contact your local contact.

10.06.2020 - Period FinSA/FinIA

The period for asset managers and trustees who are required to report to FINMA pursuant to article 74 FinIA expires on 30 June 2020. If the reporting isn't made on time, the activity of the asset manager/trustee can no longer be exercised after 1 July 2020.
FINMA survey and application platform

In case of any question, do not hesitate to contact your local contact.

27.01.2020 - FinSA/FinIA: are you ready?

The Financial Services Act (FinSA) and the Financial Institutions Act (FinIA) and its associated ordinances (FinSO and FinIO) became effective on 1 January 2020.
Please find attached our information about the impact of these new requirements and our way to support you in this matter.
Informations FinSA/FinIA January 2020

15.06.2018 - FinSA/FinIA

The Swiss Parliament has adopted the FinSA and FinIA bills in the final votes

The laws are expected to come into force on 1 January 2020. We are now looking forward to the corresponding ordinances, which will regulate the details for asset managers and trustees. As soon as the ordinances will be published, the exact requirements for future asset managers and trustees will be clear. We will keep you informed and are happy to answer any questions you may have.

12.02.2018 - New branch in Basel

We are delighted that Cornel Baerlocher and his team represent AML Revisions AG in the Basel region.

In February 2018, we have opened our Basel branch. With the aim of ensuring close proximity to our customers, we also wanted to cover the greater Basel area. That is why we are very pleased that another specialist in the AMLA sector, Cornel Baerlocher, has joined our team.

11.12.2017 - New website

We are delighted to present the new website of AML Revisions AG.

We have made graphic adjustments to provide you with easier access to information about our company, our services, our branches and the people in our team.
Under "News", you will regularly find current topics which could be of interest to you.

We invite you to explore our new website.

AML Revisions AG